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中華人民共和國(guó)技術(shù)進(jìn)出口管理?xiàng)l例
Regulations on Technology Import and Export Administration of the People's
Republic of China
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中華人民共和國(guó)技術(shù)進(jìn)出口管理?xiàng)l例
Regulations on Technology Import and Export Administration of the People's
Republic of China
第一章 總 則
Chapter I General Provisions
第一條
為了規(guī)范技術(shù)進(jìn)出口管理，維護(hù)技術(shù)進(jìn)出口秩序，促進(jìn)國(guó)民經(jīng)濟(jì)和社會(huì)發(fā)展，根據(jù)《中華人民共和國(guó)對(duì)外貿(mào)易法》（以下簡(jiǎn)稱對(duì)外貿(mào)易法）及其他有關(guān)法律的有關(guān)規(guī)定，制定本條例。
Article 1. These Regulations are hereby formulated in accordance with the Law
of the People's Republic of China on Foreign Trade (hereinafter referred to as
the Foreign Trade Law) and relevant provisions of other relevant laws with a
view to regulating the administration of technology import and export,
maintaining the order of technology import and export, and enhancing the
national economic growth and social development.
第二條
本條例所稱技術(shù)進(jìn)出口，是指從中華人民共和國(guó)境外向中華人民共和國(guó)境內(nèi)，或者從中華人民共和國(guó)境內(nèi)向中華人民共和國(guó)境外，通過貿(mào)易、投資或者經(jīng)濟(jì)技術(shù)合作的方式轉(zhuǎn)移技術(shù)的行為。
Article 2. The technology import and export as referred to in these
Regulations means acts of transferring technology from outside the territory of
the People's Republic of China into the territory of the People's Republic of
China or visa versa by way of trade, investment, or economic and technical
cooperation.
前款規(guī)定的行為包括專利權(quán)轉(zhuǎn)讓、專利申請(qǐng)權(quán)轉(zhuǎn)讓、專利實(shí)施許可、技術(shù)秘密轉(zhuǎn)讓、技術(shù)服務(wù)和其他方式的技術(shù)轉(zhuǎn)移。
The acts mentioned in the preceding paragraph include assignment of the patent
right, assignment of the patent application right, licensing for patent
exploitation, assignment of technical secrets, technical services and transfer
of technology by other means.
第三條 國(guó)家對(duì)技術(shù)進(jìn)出口實(shí)行統(tǒng)一的管理制度，依法維護(hù)公平、自由的技術(shù)進(jìn)出口秩序。
Article 3. The State adopts a uniform system for the administration of
technology import and export, and maintains the order for fair and free
technology import and export according to law.
第四條 技術(shù)進(jìn)出口應(yīng)當(dāng)符合國(guó)家的產(chǎn)業(yè)政策、科技政策和社會(huì)發(fā)展政策，有利于促進(jìn)我國(guó)科技進(jìn)步和對(duì)外經(jīng)濟(jì)技術(shù)合作的發(fā)展，有利于維護(hù)我國(guó)經(jīng)濟(jì)技術(shù)權(quán)益。
Article 4. Import and export of technology shall be conducted in compliance
with the national policy of industry, the policy of science and technology, and
the policy for social development, and shall be conducive to promoting the
scientific and technologic progress in China, enhancing the development of
foreign economic and technical cooperation, and safeguarding the economic and
technical rights and interests of the country.
第五條 國(guó)家準(zhǔn)許技術(shù)的自由進(jìn)出口；但是，法律、行政法規(guī)另有規(guī)定的除外。
Article 5. China permits free technology import and export, except that the
laws and administrative regulations have otherwise provided for.
第六條 國(guó)務(wù)院對(duì)外經(jīng)濟(jì)貿(mào)易主管部門（以下簡(jiǎn)稱國(guó)務(wù)院外經(jīng)貿(mào)主管部門）依照對(duì)外貿(mào)易法和本條例的規(guī)定，負(fù)責(zé)全國(guó)的技術(shù)進(jìn)出口管理工作。
Article 6. The competent department of foreign trade and economic cooperation
under the State Council (hereinafter referred to as the competent foreign trade
department under the State Council) is responsible for the national
administration of technology import and export in accordance with the provisions
of the Foreign Trade Law and these Regulations.
省、自治區(qū)、直轄市人民政府外經(jīng)貿(mào)主管部門根據(jù)國(guó)務(wù)院外經(jīng)貿(mào)主管部門的授權(quán)，負(fù)責(zé)本行政區(qū)域內(nèi)的技術(shù)進(jìn)出口管理工作。
The competent foreign trade departments under the People's Governments of the
Provinces, Autonomous Regions and Municipalities under the Central Government
shall, according to the authorization by the competent foreign trade department
under the State Council, be responsible for the administration of technology
import and export in their respective administrative region.
國(guó)務(wù)院有關(guān)部門按照國(guó)務(wù)院的規(guī)定，履行技術(shù)進(jìn)出口項(xiàng)目的有關(guān)管理職責(zé)。
The departments concerned under the State Council shall, according to the
regulations by the State Council, perform the relevant functions and
responsibilities for the administration of projects of technology import and
export.
第二章 技術(shù)進(jìn)口管理
Chapter II Administration of Technology Import
第七條 國(guó)家鼓勵(lì)先進(jìn)、適用的技術(shù)進(jìn)口。
Article 7. The State encourages import of advanced and appropriate technology.
第八條 有對(duì)外貿(mào)易法第十六條、第十七條規(guī)定情形之一的技術(shù)，禁止或者限制進(jìn)口。
Article 8. Import of any technology falling into the provisions of Articles 16
or 17 of the Foreign Trade Law shall be prohibited or restricted.
國(guó)務(wù)院外經(jīng)貿(mào)主管部門會(huì)同國(guó)務(wù)院有關(guān)部門，制定、調(diào)整并公布禁止或者限制進(jìn)口的技術(shù)目錄。
The competent foreign trade department under the State Council shall, in
conjunction with other relevant departments under the State Council, formulate,
regulate and publish catalogues of technologies the import of which is
prohibited or restricted.
第九條 屬于禁止進(jìn)口的技術(shù)，不得進(jìn)口。
Article 9. Technologies prohibited from import shall not be imported.
第十條 屬于限制進(jìn)口的技術(shù)，實(shí)行許可證管理；未經(jīng)許可，不得進(jìn)口。
Article 10. Technologies restricted from import shall be subject to the
license administration; any technology for which no license is granted shall not
be imported.
第十一條 進(jìn)口屬于限制進(jìn)口的技術(shù)，應(yīng)當(dāng)向國(guó)務(wù)院外經(jīng)貿(mào)主管部門提出技術(shù)進(jìn)口申請(qǐng)并附有關(guān)文件。
Article 11. In respect of import of a technology restricted from import, an
application for technology import, together with relevant documents, shall be
filed with the competent foreign trade department under the State Council.
技術(shù)進(jìn)口項(xiàng)目需經(jīng)有關(guān)部門批準(zhǔn)的，還應(yīng)當(dāng)提交有關(guān)部門的批準(zhǔn)文件。
Where a project of technology import needs to be approved by the relevant
department, the documents of approval thereby shall also be submitted.
第十二條 國(guó)務(wù)院外經(jīng)貿(mào)主管部門收到技術(shù)進(jìn)口申請(qǐng)后，應(yīng)當(dāng)會(huì)同國(guó)務(wù)院有關(guān)部門對(duì)申請(qǐng)進(jìn)行審查，并自收到申請(qǐng)之日起３０個(gè)工作日內(nèi)作出批準(zhǔn)或者不批準(zhǔn)的決定。
Article 12. The competent foreign trade department under the State Council,
upon receipt of an application for technology import, shall conduct an
examination, in conjunction with relevant departments under the State Council,
of the application, and make a decision on approval or disapproval within thirty
working days from the date of receipt of the application.
第十三條 技術(shù)進(jìn)口申請(qǐng)經(jīng)批準(zhǔn)的，由國(guó)務(wù)院外經(jīng)貿(mào)主管部門發(fā)給技術(shù)進(jìn)口許可意向書。
Article 13. Where an application for technology import is approved, the
competent foreign trade department under the State Council shall issue an letter
of intent for licensing the technology import.
進(jìn)口經(jīng)營(yíng)者取得技術(shù)進(jìn)口許可意向書后，可以對(duì)外簽訂技術(shù)進(jìn)口合同。
After being granted the letter of intent for licensing the technology import,
an import operator may sign a contract for technology import with its overseas
counterpart.
第十四條 進(jìn)口經(jīng)營(yíng)者簽訂技術(shù)進(jìn)口合同后，應(yīng)當(dāng)向國(guó)務(wù)院外經(jīng)貿(mào)主管部門提交技術(shù)進(jìn)口合同副本及有關(guān)文件，申請(qǐng)技術(shù)進(jìn)口許可證。
Article 14. After signing a contract for technology import, an import operator
shall submit to the competent foreign trade department under the State Council a
copy of the contract for technology import and relevant documents to apply for
the technology import license.
國(guó)務(wù)院外經(jīng)貿(mào)主管部門對(duì)技術(shù)進(jìn)口合同的真實(shí)性進(jìn)行審查，并自收到前款規(guī)定的文件之日起１０個(gè)工作日內(nèi)，對(duì)技術(shù)進(jìn)口作出許可或者不許可的決定。
The competent foreign trade department under the State Council examines the
authenticity of the contract for technology import, and makes a decision, within
ten working days from the date of receipt of the documents provided for in the
preceding provision, on the approval or disapproval of the technology import.
第十五條 申請(qǐng)人依照本條例第十一條的規(guī)定向國(guó)務(wù)院外經(jīng)貿(mào)主管部門提出技術(shù)進(jìn)口申請(qǐng)時(shí)，可以一并提交已經(jīng)簽訂的技術(shù)進(jìn)口合同副本。
Article 15. An applicant, when applying to the competent foreign trade
department under the State Council according to the provision of Article 11 of
these Regulations for technology import, may submit a copy of the technology
import contract concluded.
國(guó)務(wù)院外經(jīng)貿(mào)主管部門應(yīng)當(dāng)依照本條例第十二條和第十四條的規(guī)定對(duì)申請(qǐng)及其技術(shù)進(jìn)口合同的真實(shí)性一并進(jìn)行審查，并自收到前款規(guī)定的文件之日起４０個(gè)工作日內(nèi)，對(duì)技術(shù)進(jìn)口作出許可或者不許可的決定。
The competent foreign trade department under the State Council shall,
according to the provisions of Articles 12 and 14 of these Regulations, examine
the authenticity of the application and the technology import contract, and
decide, within forty working days from the date of receipt of the documents
provided for in the preceding provision, on the approval or disapproval of the
technology import.
第十六條 技術(shù)進(jìn)口經(jīng)許可的，由國(guó)務(wù)院外經(jīng)貿(mào)主管部門頒發(fā)技術(shù)進(jìn)口許可證。技術(shù)進(jìn)口合同自技術(shù)進(jìn)口許可證頒發(fā)之日起生效。
Article 16. Where the import of a technology is approved, the competent
foreign trade department under the State Council issues the technology import
license. The contract for technology import takes effect on the date of issuance
of the technology import license.
第十七條 對(duì)屬于自由進(jìn)口的技術(shù)，實(shí)行合同登記管理。
Article 17. Technologies freely importable shall be subject to the contract
registration system.
進(jìn)口屬于自由進(jìn)口的技術(shù)，合同自依法成立時(shí)生效，不以登記為合同生效的條件。
A contract for importing a freely importable technology takes effect from the
time when the contract is established according to law, without taking the
registration thereof as a condition for the contract to be effective.
第十八條 進(jìn)口屬于自由進(jìn)口的技術(shù)，應(yīng)當(dāng)向國(guó)務(wù)院外經(jīng)貿(mào)主管部門辦理登記，并提交下列文件：
Article 18. When a freely importable technology is to be imported,
registration shall be made with the competent foreign trade department under the
State Council, and the following documents submitted:
?。ㄒ唬┘夹g(shù)進(jìn)口合同登記申請(qǐng)書；
(1) an application for registration of the technology import contract;
?。ǘ┘夹g(shù)進(jìn)口合同副本；
(2) a copy of the technology import contract; and
?。ㄈ┖灱s雙方法律地位的證明文件。
(3) any regulatory document certifying the legal status of the two parties to
the contract.
第十九條 國(guó)務(wù)院外經(jīng)貿(mào)主管部門應(yīng)當(dāng)自收到本條例第十八條規(guī)定的文件之日起３個(gè)工作日內(nèi)，對(duì)技術(shù)進(jìn)口合同進(jìn)行登記，頒發(fā)技術(shù)進(jìn)口合同登記證。
Article 19. The competent foreign trade department under the State Council
shall register the technology import contract and issue the certificate of
registration of the technology import contract within three working days from
the date of receipt of the documents provided for in Article 18 of these
Regulations.
第二十條 申請(qǐng)人憑技術(shù)進(jìn)口許可證或者技術(shù)進(jìn)口合同登記證，辦理外匯、銀行、稅務(wù)、海關(guān)等相關(guān)手續(xù)。
Article 20. Applicants shall use the technology import license or certificate
of registration of technology import contract to go through the foreign
exchange, banking, taxation and customs formalities.
第二十一條 依照本條例的規(guī)定，經(jīng)許可或者登記的技術(shù)進(jìn)口合同，合同的主要內(nèi)容發(fā)生變更的，應(yīng)當(dāng)重新辦理許可或者登記手續(xù)。
Article 21. Where a technology import contract licensed or registered
according to the provisions of these Regulations is changed in terms of the main
contents thereof, the formalities shall be gone through once again for the
license or registration thereof.
經(jīng)許可或者登記的技術(shù)進(jìn)口合同終止的，應(yīng)當(dāng)及時(shí)向國(guó)務(wù)院外經(jīng)貿(mào)主管部門備案。
Any licensed or registered technology import contract which has terminated
shall be submitted with the competent foreign trade department under the State
Council for filing.
第二十二條 設(shè)立外商投資企業(yè)，外方以技術(shù)作為投資的，該技術(shù)的進(jìn)口，應(yīng)當(dāng)按照外商投資企業(yè)設(shè)立審批的程序進(jìn)行審查或者辦理登記。
Article 22. Where an enterprise with foreign investment is set up in which the
foreign party puts in a technology as its investment, the import of the
technology shall be examined or registered in accordance with the procedure for
examination and approval of the establishment of the enterprise with foreign
investment.
第二十三條 國(guó)務(wù)院外經(jīng)貿(mào)主管部門和有關(guān)部門及其工作人員在履行技術(shù)進(jìn)口管理職責(zé)中，對(duì)所知悉的商業(yè)秘密負(fù)有保密義務(wù)。
Article 23. The competent foreign trade department under the State Council,
other relevant departments and the employees thereof shall be under the
obligation to keep confidential any trade secret they get to know when
performing their functions and duties of technology import and export
administration.
第二十四條 技術(shù)進(jìn)口合同的讓與人應(yīng)當(dāng)保證自己是所提供技術(shù)的合法擁有者或者有權(quán)轉(zhuǎn)讓、許可者。
Article 24. The technology supplying party to a technology import contract
shall ensure that he or it is the legitimate owner of the technology supplied or
one who has the right to assign or license the technology.
技術(shù)進(jìn)口合同的受讓人按照合同約定使用讓與人提供的技術(shù)，被第三方指控侵權(quán)的，受讓人應(yīng)當(dāng)立即通知讓與人；讓與人接到通知后，應(yīng)當(dāng)協(xié)助受讓人排除妨礙。
Where the receiving party to a technology import contract is accused of
infringement by a third party for using the technology supplied by the supplying
party under the contract, the former shall immediately notify the latter; the
latter, upon receipt of the notification, shall assist the former in removing
the impediment.
技術(shù)進(jìn)口合同的受讓人按照合同約定使用讓與人提供的技術(shù)，侵害他人合法權(quán)益的，由讓與人承擔(dān)責(zé)任。
Where the receiving party to a technology import contract infringes another
person's lawful rights and interests by using the technology supplied by the
supplying party, the supplying party shall bear the liability therefore.
第二十五條 技術(shù)進(jìn)口合同的讓與人應(yīng)當(dāng)保證所提供的技術(shù)完整、無誤、有效，能夠達(dá)到約定的技術(shù)目標(biāo)。
Article 25. The supplying party to an technology import contract shall ensure
the technology it supplies is complete, accurate, effective and capable of
achieving the agreed technical object.
第二十六條 技術(shù)進(jìn)口合同的受讓人、讓與人應(yīng)當(dāng)在合同約定的保密范圍和保密期限內(nèi)，對(duì)讓與人提供的技術(shù)中尚未公開的秘密部分承擔(dān)保密義務(wù)。
Article 26. The receiving and supplying parties to a technology import
contract shall be under the obligation to keep confidential the undisclosed part
of the technology the supplying party has supplied within the scope of
confidentiality and time limit thereof as agreed in the contract.
在保密期限內(nèi)，承擔(dān)保密義務(wù)的一方在保密技術(shù)非因自己的原因被公開后，其承擔(dān)的保密義務(wù)即予終止。
Within the time of confidentiality, the obligation of one party to
confidentiality shall terminate immediately after the confidential technology is
disclosed for reasons not of his or its own.
第二十七條 在技術(shù)進(jìn)口合同有效期內(nèi)，改進(jìn)技術(shù)的成果屬于改進(jìn)方。
Article 27. Within the term of validity of a contract for technology import,
an achievement made in improving the technology concerned belongs to the party
making the improvement.
第二十八條 技術(shù)進(jìn)口合同期滿后，技術(shù)讓與人和受讓人可以依照公平合理的原則，就技術(shù)的繼續(xù)使用進(jìn)行協(xié)商。
Article 28. After a technology import contract expires, the technology
supplying and receiving parties thereto may negotiate on the continued use of
the technology according to the principle of justice and equity.
第二十九條 技術(shù)進(jìn)口合同中，不得含有下列限制性條款：
Article 29. A technology import contract shall not contain any of the
following restrictive clauses:
（一）要求受讓人接受并非技術(shù)進(jìn)口必不可少的附帶條件，包括購(gòu)買非必需的技術(shù)、原材料、產(chǎn)品、設(shè)備或者服務(wù)；
(1) requiring the receiving party to accept any additional condition
unnecessary for the technology import, including buying any unnecessary
technology, raw material, product, equipment or service;
（二）要求受讓人為專利權(quán)有效期限屆滿或者專利權(quán)被宣布無效的技術(shù)支付使用費(fèi)或者承擔(dān)相關(guān)義務(wù)；
(2) requiring the receiving party to pay exploitation fee for a technology
when the term of validity of the patent right in which has expired or the patent
right of which has been invalidated, or to undertake other relevant obligations;
（三）限制受讓人改進(jìn)讓與人提供的技術(shù)或者限制受讓人使用所改進(jìn)的技術(shù)；
(3) restricting the receiving party from improving the technology supplied by
the supplying party, or restricting the receiving party from using the improved
technology;
（四）限制受讓人從其他來源獲得與讓與人提供的技術(shù)類似的技術(shù)或者與其競(jìng)爭(zhēng)的技術(shù)；
(4) restricting the receiving party from obtaining technology similar to that
supplied by the supplying party from other sources or from obtaining a competing
technology;
?。ㄎ澹┎缓侠淼叵拗剖茏屓速?gòu)買原材料、零部件、產(chǎn)品或者設(shè)備的渠道或者來源；
(5) unduly restricting the receiving party from purchasing raw material, parts
and components, products or equipment from other channels or sources;
?。┎缓侠淼叵拗剖茏屓水a(chǎn)品的生產(chǎn)數(shù)量、品種或者銷售價(jià)格。
(6) unduly restricting the quantity, variety, or sales price of the products
the receiving party produces; or
?。ㄆ撸┎缓侠淼叵拗剖茏屓死眠M(jìn)口的技術(shù)生產(chǎn)產(chǎn)品的出口渠道。
(7) unduly restricting the receiving party from utilizing the channel for
exporting products manufactured using the imported technology.
第三章 技術(shù)出口管理
Chapter III Administration of Technology Export
第三十條 國(guó)家鼓勵(lì)成熟的產(chǎn)業(yè)化技術(shù)出口。
Article 30. The State encourages exporting well-developed industrialized
technology.
第三十一條 有對(duì)外貿(mào)易法第十六條、第十七條規(guī)定情形之一的技術(shù)，禁止或者限制出口。
Article 31. Any technology that falls under any of the provisions of Articles
16 or 17 of the Foreign Trade Law is prohibited or restricted from export.
國(guó)務(wù)院外經(jīng)貿(mào)主管部門會(huì)同國(guó)務(wù)院有關(guān)部門，制定、調(diào)整并公布禁止或者限制出口的技術(shù)目錄。
The competent foreign trade department under the State Council shall, in
conjunction with other relevant departments under the State Council, formulate,
regulate and publish catalogues of technologies which are prohibited or
restricted from export.
第三十二條 屬于禁止出口的技術(shù)，不得出口。
Article 32. Technology prohibited from export shall not be exported.
第三十三條 屬于限制出口的技術(shù)，實(shí)行許可證管理；未經(jīng)許可，不得出口。
Article 33. Technology restricted from export shall be subject to license
administration; and shall not be exported without a license.
第三十四條 出口屬于限制出口的技術(shù)，應(yīng)當(dāng)向國(guó)務(wù)院外經(jīng)貿(mào)主管部門提出申請(qǐng)。
Article 34. To export any technology restricted from export, an application
shall be filed with the competent foreign trade department under the State
Council.
第三十五條
國(guó)務(wù)院外經(jīng)貿(mào)主管部門收到技術(shù)出口申請(qǐng)后，應(yīng)當(dāng)會(huì)同國(guó)務(wù)院科技管理部門對(duì)申請(qǐng)出口的技術(shù)進(jìn)行審查，并自收到申請(qǐng)之日起３０個(gè)工作日內(nèi)作出批準(zhǔn)或者不批準(zhǔn)的決定。
Article 35. The competent foreign trade department under the State Council
shall, after receipt of a technology export application, examine the technology
in respect of which application for export is filed in conjunction with the
science and technology administrative department under the State Council, and
decide on approval or disapproval within thirty working days from the date of
receipt of the application.
限制出口的技術(shù)需經(jīng)有關(guān)部門進(jìn)行保密審查的，按照國(guó)家有關(guān)規(guī)定執(zhí)行。
Where a technology restricted from export requires confidential examination by
the relevant department, the relevant regulations of the State shall be complied
with.
第三十六條 技術(shù)出口申請(qǐng)經(jīng)批準(zhǔn)的，由國(guó)務(wù)院外經(jīng)貿(mào)主管部門發(fā)給技術(shù)出口許可意向書。
Article 36. Where an application for technology export is approved, the
competent foreign trade department under the State Council shall issue a letter
of intent for licensing the technology export.
申請(qǐng)人取得技術(shù)出口許可意向書后，方可對(duì)外進(jìn)行實(shí)質(zhì)性談判，簽訂技術(shù)出口合同。
After obtaining the letter of intent for licensing the technology export, the
applicant may begin substantive negotiation, and conclude a contract for the
technology export.
第三十七條 申請(qǐng)人簽訂技術(shù)出口合同后，應(yīng)當(dāng)向國(guó)務(wù)院外經(jīng)貿(mào)主管部門提交下列文件，申請(qǐng)技術(shù)出口許可證：
Article 37. After concluding a technology export contract, the applicant shall
submit to the competent foreign trade department under the State Council the
following documents in applying for a license for the exporting technology:
?。ㄒ唬┘夹g(shù)出口許可意向書；
(1) a letter of intent for licensing the technology export;
?。ǘ┘夹g(shù)出口合同副本；
(2) a copy of the technology export contract;
?。ㄈ┘夹g(shù)資料出口清單；
(3) a list of technical information relating to the export; and
?。ㄋ模┖灱s雙方法律地位的證明文件。
(4) any regulatory document certifying the legal status of the two parties to
the contract.
國(guó)務(wù)院外經(jīng)貿(mào)主管部門對(duì)技術(shù)出口合同的真實(shí)性進(jìn)行審查，并自收到前款規(guī)定的文件之日起１５個(gè)工作日內(nèi)，對(duì)技術(shù)出口作出許可或者不許可的決定。
The competent foreign trade department under the State Council examines the
authenticity of the technology export contract, and decides, within fifteen
working days from the date of receipt of the documents provided for in the
preceding provision, on approval or disapproval of the technology export.
第三十八條 技術(shù)出口經(jīng)許可的，由國(guó)務(wù)院外經(jīng)貿(mào)主管部門頒發(fā)技術(shù)出口許可證。
Article 38. Where a technology is licensed for export, the competent foreign
trade department under the State Council issues the technology export license.
技術(shù)出口合同自技術(shù)出口許可證頒發(fā)之日起生效。
The contract for technology export takes effect on the date of issuance of the
technology export license.
第三十九條 對(duì)屬于自由出口的技術(shù)，實(shí)行合同登記管理。
Article 39. Freely exportable technology shall be subject to the contract
registration administration.
出口屬于自由出口的技術(shù)，合同自依法成立時(shí)生效，不以登記為合同生效的條件。
A contract for exporting a technology takes effect from the time when the
contract is established according to law without taking the registration thereof
as a condition for the contract to be effective.
第四十條 出口屬于自由出口的技術(shù)，應(yīng)當(dāng)向國(guó)務(wù)院外經(jīng)貿(mào)主管部門辦理登記，并提交下列文件：
Article 40. When a freely exportable technology is to be imported,
registration shall be made with the competent foreign trade department under the
State Council, and the following documents submitted:
?。ㄒ唬┘夹g(shù)出口合同登記申請(qǐng)書；
(1) an application for registration of the technology export contract;
?。ǘ┘夹g(shù)出口合同副本；
(2) a copy of the technology export contract; and
?。ㄈ┖灱s雙方法律地位的證明文件。
(3) any regulatory document certifying the legal status of the contracting
parties.
第四十一條 國(guó)務(wù)院外經(jīng)貿(mào)主管部門應(yīng)當(dāng)自收到本條例第四十條規(guī)定的文件之日起３個(gè)工作日內(nèi)，對(duì)技術(shù)出口合同進(jìn)行登記，頒發(fā)技術(shù)出口合同登記證。
Article 41. The competent foreign trade department under the State Council
shall, within three working days from the date of receipt of the documents
provided for in Article 40 of these Regulations, register the technology export
contract, and issue the certificate of the registration of technology export.
第四十二條 申請(qǐng)人憑技術(shù)出口許可證或者技術(shù)出口合同登記證辦理外匯、銀行、稅務(wù)、海關(guān)等相關(guān)手續(xù)。
Article 42. Applicants shall use the technology export license or certificate
of registration of the technology import contract to go through the foreign
exchange, banking, taxation and customs formalities.
第四十三條 依照本條例的規(guī)定，經(jīng)許可或者登記的技術(shù)出口合同，合同的主要內(nèi)容發(fā)生變更的，應(yīng)當(dāng)重新辦理許可或者登記手續(xù)。
Article 43. Where a technology import contract licensed or registered
according to the provisions of these Regulations is changed in terms of the main
contents thereof, the formalities shall be gone through once again for the
license or registration thereof.
經(jīng)許可或者登記的技術(shù)出口合同終止的，應(yīng)當(dāng)及時(shí)向國(guó)務(wù)院外經(jīng)貿(mào)主管部門備案。
Any licensed or registered technology export contract which has terminated
shall be submitted to the competent foreign trade department under the State
Council for filing.
第四十四條 國(guó)務(wù)院外經(jīng)貿(mào)主管部門和有關(guān)部門及其工作人員在履行技術(shù)出口管理職責(zé)中，對(duì)國(guó)家秘密和所知悉的商業(yè)秘密負(fù)有保密義務(wù)。
Article 44. The competent foreign trade department under the State Council,
other relevant departments and the employees thereof shall be under the
obligation to keep confidential the trade secret they get to know when
performing their functions and duties of technology import and export
administration.
第四十五條 出口核技術(shù)、核兩用品相關(guān)技術(shù)、監(jiān)控化學(xué)品生產(chǎn)技術(shù)、軍事技術(shù)等出口管制技術(shù)的，依照有關(guān)行政法規(guī)的規(guī)定辦理。
Article 45. Exporting a nuclear technology, a relevant technology of nuclear
products for both military and civil purposes, a technology for supervising or
monitoring the manufacture of chemicals, a technology for military purposes, or
any other technology under export control shall be conducted pursuant to the
relevant administrative laws and regulations.
第四章 法律責(zé)任
Chapter IV Legal Liabilities
第四十六條
進(jìn)口或者出口屬于禁止進(jìn)出口的技術(shù)的，或者未經(jīng)許可擅自進(jìn)口或者出口屬于限制進(jìn)出口的技術(shù)的，依照刑法關(guān)于走私罪、非法經(jīng)營(yíng)罪、泄露國(guó)家秘密罪或者其他罪的規(guī)定，依法追究刑事責(zé)任；
Article 46. Where a technology prohibited or restricted from import and export
is imported or exported without approval shall be prosecuted for criminal
liability according to the provisions for the crimes of smuggling, illegal
business operation, or divulging national secrets or other crimes under the
Criminal Law.
尚不夠刑事處罰的，區(qū)別不同情況，依照海關(guān)法的有關(guān)規(guī)定處罰，或者由國(guó)務(wù)院外經(jīng)貿(mào)主管部門給予警告，沒收違法所得，處違法所得１倍以上５倍以下的罰款；
Where such import or export is not so serious as to be prosecuted for criminal
liability, penalty shall be imposed according to the circumstances pursuant to
the relevant provisions of the Customs Law, or the competent foreign trade
department under the State Council issues a warning against it, confiscates
illegal income and/or imposes a fine one to five times the illegal income.
國(guó)務(wù)院外經(jīng)貿(mào)主管部門并可以撤銷其對(duì)外貿(mào)易經(jīng)營(yíng)許可。
The competent foreign trade department under the State Council may revoke the
foreign trade business license.
第四十七條 擅自超出許可的范圍進(jìn)口或者出口屬于限制進(jìn)出口的技術(shù)的，依照刑法關(guān)于非法經(jīng)營(yíng)罪或者其他罪的規(guī)定，依法追究刑事責(zé)任；
Article 47. Any act of importing or exporting technology restricted from
import or export by exceeding the scope of business licensed shall be prosecuted
for criminal liability according to the provisions for the crime of illegal
business operation, or other crimes under the Criminal Law.
尚不夠刑事處罰的，區(qū)別不同情況，依照海關(guān)法的有關(guān)規(guī)定處罰，或者由國(guó)務(wù)院外經(jīng)貿(mào)主管部門給予警告，沒收違法所得，處違法所得１倍以上３倍以下的罰款；
Where the act of import or export is not so serious as to be prosecuted for
criminal liability, penalty shall be imposed according to the circumstances
pursuant to the relevant provisions of the Customs Law, or the competent foreign
trade department under the State Council issues a warning against it,
confiscates illegal income and/or imposes a fine one to three times the illegal
income.
國(guó)務(wù)院外經(jīng)貿(mào)主管部門并可以暫停直至撤銷其對(duì)外貿(mào)易經(jīng)營(yíng)許可。
The competent foreign trade department under the State Council may suspend,
and even revoke, the foreign trade business license.
第四十八條
偽造、變?cè)旎蛘哔I賣技術(shù)進(jìn)出口許可證或者技術(shù)進(jìn)出口合同登記證的，依照刑法關(guān)于非法經(jīng)營(yíng)罪或者偽造、變?cè)?、買賣國(guó)家機(jī)關(guān)公文、證件、印章罪的規(guī)定，依法追究刑事責(zé)任；
Article 48. Any act of forging, mutilating, selling or buying technology
import and export licenses or certificates of registration of contract for
technology import and export shall be prosecuted for criminal liability
according to the provisions for the crime of illegal business operation, or for
the crimes of forging, mutilating, selling or buying official documents,
certificates, and seals of State authority under the Criminal Law.
尚不夠刑事處罰的，依照海關(guān)法的有關(guān)規(guī)定處罰；國(guó)務(wù)院外經(jīng)貿(mào)主管部門并可以撤銷其對(duì)外貿(mào)易經(jīng)營(yíng)許可。
Where the act of import or export is not so serious as to be prosecuted for
criminal liability, penalty shall be imposed according to the circumstances
pursuant to the relevant provisions of the Customs Law. The competent foreign
trade department under the State Council may revoke the foreign trade business
license.
第四十九條 以欺騙或者其他不正當(dāng)手段獲取技術(shù)進(jìn)出口許可的，由國(guó)務(wù)院外經(jīng)貿(mào)主管部門吊銷其技術(shù)進(jìn)出口許可證，暫停直至撤銷其對(duì)外貿(mào)易經(jīng)營(yíng)許可。
Article 49. Where a technology import and export license is acquired by
fraudulent or any other illegal means, the competent foreign trade department
under the State Council shall cancel the technology import and export license,
and suspend and even revoke the business license for foreign trade.
第五十條 以欺騙或者其他不正當(dāng)手段獲取技術(shù)進(jìn)出口合同登記的，由國(guó)務(wù)院外經(jīng)貿(mào)主管部門吊銷其技術(shù)進(jìn)出口合同登記證，暫停直至撤銷其對(duì)外貿(mào)易經(jīng)營(yíng)許可。
Article 50. Where a contract for technology import and export is registered by
fraudulent or any other illegal means, the competent foreign trade department
under the State Council shall cancel the certificate of registration of contract
for technology import and export, and suspend and even revoke business license
for foreign trade.
第五十一條
技術(shù)進(jìn)出口管理工作人員違反本條例的規(guī)定，泄露國(guó)家秘密或者所知悉的商業(yè)秘密的，依照刑法關(guān)于泄露國(guó)家秘密罪或者侵犯商業(yè)秘密罪的規(guī)定，依法追究刑事責(zé)任；尚不夠刑事處罰的，依法給予行政處分。
Article 51. Any employee of technology import and export administration acts
in violation of the provisions of these Regulations, divulges any State secret
or trade secret known to him shall be prosecuted for criminal liability
according to the provisions for the crime of divulging State secret or
infringing trade secret under the Criminal Law. Where the act is not so serious
as to be prosecuted for criminal liability, he shall be imposed the
administrative penalty according to law.
第五十二條
技術(shù)進(jìn)出口管理工作人員濫用職權(quán)、玩忽職守或者利用職務(wù)上的便利收受、索取他人財(cái)物的，依照刑法關(guān)于濫用職權(quán)罪、玩忽職守罪、受賄罪或者其他罪的規(guī)定，依法追究刑事責(zé)任；尚不夠刑事處罰的，依法給予行政處分。
Article 52. Any employee of technology import and export administration who
abuses his official power, ignores his duty, or takes advantage of his official
position to seek or seize financial and property gains from others shall be
prosecuted for criminal liability according to the provisions for the crime of
abusing official power, ignoring duty, taking bribe, or any other crime under
the Criminal Law. Where the act is not so serious as to be prosecuted for
criminal liability, he shall be imposed the administrative penalty according to
law.
第五章 附 則
Chapter V Supplementary Provisions
第五十三條 對(duì)國(guó)務(wù)院外經(jīng)貿(mào)主管部門作出的有關(guān)技術(shù)進(jìn)出口的批準(zhǔn)、許可、登記或者行政處罰決定不服的，可以依法申請(qǐng)行政復(fù)議，也可以依法向人民法院提起訴訟。
Article 53. Any one who is dissatisfied with a decision made by the competent
foreign trade department under the State Council on a matter of approval,
license, registration of, or administrative penalty in respect to, technology
import and export may apply for administrative reconsideration, or institute
legal proceedings in the People's Court according to law.
第五十四條 本條例公布前國(guó)務(wù)院制定的有關(guān)技術(shù)進(jìn)出口管理的規(guī)定與本條例的規(guī)定不一致的，以本條例為準(zhǔn)。
Article 54. Where the provisions of the regulations on technology import and
export formulated by the State Council before the issuance of these Regulations
and those of these Regulations are not consistent, these Regulations prevail.
第五十五條
本條例自２００２年１月１日起施行。１９８５年５月２４日國(guó)務(wù)院發(fā)布的《中華人民共和國(guó)技術(shù)引進(jìn)合同管理?xiàng)l例》和１９８７年１２月３０日國(guó)務(wù)院批準(zhǔn)、１９８８年１月２０日對(duì)外經(jīng)濟(jì)貿(mào)易部發(fā)布的《中華人民共和國(guó)技術(shù)引進(jìn)合同管理?xiàng)l例施行細(xì)則》同時(shí)廢止。
Article 55. These Regulations enter into force on 1 January 2002. The
Regulations of the People's Republic of China on Administration of Technology
Introduction Contracts issued by the State Council on 24 May 1985 and the
Implementing Regulations of the Regulations of the People's Republic of China on
Administration of Technology Introduction Contracts approved by the State
Council on 30 December 1987 and issued by the Ministry of Foreign Trade and
Economic Cooperation on 20 January 1988 are simultaneously abrogated.
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